Hangtianxin Administrative Department held a third-quarter learning meeting
Release Time：
2021-09-23
On September 22, the Administrative Affairs Department of our firm held its third learning session of 2021, focusing on the "Administrative Penalty Measures for Securities and Futures Violations." The meeting was chaired by lawyer Xie Xudong, director of the Administrative Affairs Department, and attended by all members of the department.
Lawyer Xie introduced the "Administrative Penalty Measures for Securities and Futures Violations." The promulgation of these Measures is a necessary step in further strengthening the legal system of the capital market. While the China Securities Regulatory Commission (CSRC) has issued many normative documents on administrative penalties, these have relatively low hierarchical effectiveness and are scattered. The Measures unify administrative penalty methods, address shortcomings in the system, and further improve the legal system for securities and futures regulatory enforcement. The Measures address prominent practical issues, effectively improving enforcement efficiency and ensuring that law enforcement agencies strictly, regularly, fairly, and civilly enforce the law.
Attending lawyers shared their opinions and understanding of the highlights and significance of the Measures, engaging in lively discussions on difficult issues. Finally, Lawyer Xie explained the matters that agents should pay attention to during case handling, based on the latest provisions of the Measures.
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